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Why should one take this course?

  • To have a comprehensive and broad based knowledge about wealth management.
  • To understand the role of various investment products and structured products in long-term wealth creation and the risks underlying such products and services.
  • To know about the assessment of risk profile of clients and the importance of asset allocation in wealth management.

Who will benefit from this course?

  • Students
  • Investors
  • Finance Professionals
  • Anybody having interest in this subject

Wealth Management Syllabus


Introduction: financial planning

a. Background
b. Role of Financial Planner
c. Financial Planning Process
d. Contract and Documentation
e. Client Data Collection
f. Client Data Analysis
g. Life Cycle
h. WealthCycle
i. Risk Profiling and Asset Allocation
j. Systematic Approach to Investing
i. Systematic Investment Plan (SIP)
ii. Systematic Withdrawal Plan (SWP)
iii. Systematic Transfer Plan (STP)
k. Financial Plan
i. Goal-based Financial Plan
ii. Comprehensive Financial Plan
l. Financial Blood-Test Report (FBR)
m. Financial Planning in India

Wealth Management & the Economy

a. Financial Planning to Wealth Management
b. Economic Cycles and Indicators
i. Lag Indicators
ii. Co-incidentIndicators
iii. Lead Indicators
c. Interest Rate Views
d. Currency Exchange Rate
e. The Deficits
i. Revenue Deficit and Fiscal Deficit
ii. Current Account Deficit

Investment & Risk Management: Equity

a. Role of Equity
b. Active and Passive Exposures
c. Returns from Passive Exposure to S&P CNX Nifty
d. Sector Exposure and Diversification
e. Fundamental and Technical Analysis
f. FundamentalValuationApproaches
g. Investment and Speculation
h. Leveraging

Investment & Risk Management: Debt

a. Role of Debt
b. Deposits and Debt Securities
c. Valuation of Debt Securities
d. Yields and Interest Rate Risk
e. Interest Rate and Debt Investments
f. Credit Exposure and Debt Investments
g. concentration risk
h. Passive Investments in Debt

Investment & Risk Management: Alternate Assets

a. Gold
i. Role of Gold
ii. Gold Investment Routes
iii. Rupee returns from Gold
b. Real Estate
i. Role of Real Estate
ii. Real Estate Investment Routes
iii. Real Estate Indices

Investment Products & Services

a. Derivatives
i. Futures
ii. Options

b. Mutual Fund
c. Venture Capital / Private Equity Funds
d. Hedge Funds
e. structured products
f. Portfolio Management Services(PMS)


a. Risk-ReturnFramework
b. Risk
i. StandardDeviation
ii. Beta
c. Risk-Adjusted Returns
i. Sharpe ratio
ii. Treynor Ratio
iii. Alpha
d. SELECTIVELY-InvestClassification Scheme forInvestment Products

Risk Profiling & Asset Allocation

a. Risk Profiling
b. Why Asset Allocation?
c. Strategic Asset Allocation
d. Tactical Asset Allocation
e. Fixed Asset Allocation
f. Flexible Asset Allocation
g. Asset Allocation Returns in Equity and Debt
i. Fixed Asset Allocation with Annual Re-balancing
ii. Flexible Asset Allocation
h. Asset Allocation Returns in Equity, Debt and Gold
i. Fixed Asset Allocation with Annual Re-balancing
ii. Flexible Asset Allocation
i. Allocation to Speculation
j. Diversification in Perspective

Risk Management through Insurance