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Why should one take this course?

  • To learn the procedures of Clearing, Settlement, Collateral Management and the Risk Management

Who will benefit from this course?

  • Students
  • Teachers
  • Employees of Clearing Members
  • Anybody having interest in the Indian Securities Market

Clearing Settlement and Risk Management Syllabus

Section 1. Introduction

1.1 About NSCCL
1.2 Segments
1.3 Clearing Members
1.4 Custodial Participants
1.5 Clearing Accounts
1.6 Systems and Interfaces

Section 2. Liquid Asset

2.1 Acceptable Forms
2.2 Minimum Deposit Requirement
2.3 Procedure for Submission of Collaterals
2.4 Procedure for Release of Collaterals
2.5 Procedure for Transfer of Collaterals
2.6 Deposited Collateral Information

Section 3. Capital Market

3.1 OverView
3.2 Clearing
3.3 Settlement
3.4 Margins
3.5 Action for Shortages and Penalties

Section 4. Securities Lending and Borrowing Scheme

4.1 OverView
4.2 Clearing
4.3 Settlement
4.4 Adjustments for Corporate Actions
4.5 Margins
4.6 Position Limits
4.7 Dealings with Clients

Section 5. New Debt Segment

5.1 Overview
5.2 Clearing
5.3 Settlement
5.4 Margins
5.5 Action for Shortages and Penalties

Section 6. Equity Derivatives Segment

6.1 Overview
6.2 Clearing
6.3 Settlement
6.4 Margins
6.5 Position Limits
6.6 Action for Shortages and Penalties

Section 7. Currency Derivatives Segment

7.1 Overview
7.2 Clearing
7.3 Settlement
7.4 Margins
7.5 Position Limits
7.6 Action for Shortages and Penalties

Section 8. Services

8.1 Connect2nse Margins
8.2 Information via SMS
8.3 Margins and Collateral Information on Member Portal

Section 9. Model Paper